Agent Banking Company (ABC) is a leading fintech-driven financial services provider in Uganda committed to expanding access to financial services We prioritize professionalism, timeliness, and integrity in all our operations

Job Summary

We are seeking a results-oriented and detail-focused Risk and Compliance Officer to implement and monitor our organization-wide risk and compliance framework This critical role ensures ABC's business adheres to Bank of Uganda regulations, internal policies, and industry best practices The ideal candidate will identify, mitigate, and monitor compliance risks across operational, financial, IT, and regulatory domains, fostering a culture of integrity and accountability throughout the company

Duties, Roles, and Responsibilities

Managing Risk in Business:

• Keep the business risk register up to date and in good shape
• Keep an eye on and follow the progress of risk reduction plans
• Do risk evaluations for new products, services, and business plans
• Find new dangers and suggest ways to lessen their effects

Oversight of compliance with rules:

• Keep an eye on how well people follow the rules set by the Bank of Uganda, the AML/CFT laws, and the Data Protection policies
• Look into transactions and system alerts to find and report any activity that seems fishy or illegal
• Help in the planning of internal audits and inspections by regulators

Policies, Procedures, and Awareness:

• Help write, update, and share risk and compliance policies and standard operating procedures (SOPs)
• Train staff on their legal duties, how to act ethically, and how to manage risk
• Encourage a culture of compliance throughout the company

Keeping an eye on things and reporting:

• Keep accurate records of incidents that have to do with compliance and risk
• Make regular reports for management on important risk factors, areas where compliance is lacking, and audit results
• Help make sure that reports are ready and sent to regulators and stakeholders on schedule

Qualifications, Education, and Skills

Professional Certifications:
It is quite helpful to get professional certificates like CISA, CRISC, CAMS, CPA, or CFE
Important Skills:
A good awareness of Uganda's rules and regulations and the financial services industry
Strong ability in analysis and investigation
A lot of honesty, prudence, and attention to detail
Ability to work alone and with teams from other departments
Good in both writing and speaking well

How to Apply

Interested candidates should submit one PDF file containing their CV and a cover letter that clearly demonstrates their suitability for the role to applications@agentbanking.co.ug 

Subject: Application for Risk and Compliance Officer